In this episode we report on a recent visit to the European Crime Analysis conference in Copenhagen and draw parallels between the work of law enforcement and those working in compliance.
Links referred to in the episode:
Hot spot policing
Wolfsberg Group Statement on Effective Monitoring for Suspicious Activity
In this episode we couldn't resist a deep dive into the recent UBS fine by four (yes, four) US regulators and what that means for anyone working in the Financial Crime Compliance space
We take a look at the effect of human behaviour on our ability to stop criminals gaining access to the financial system and why that system is more likely to produce comprehensive documents than effective detection.
Ten years after the creation of the Office of Financial Sanctions Implementation, we look at how the UK sanctions regime has evolved—from early uncertainty to strict liability enforcement, sanctions list complexity, and …
Looking for help with financial crime training, risk, compliance or an event? Our separate business website explains how Graham and Ray work with organisations and audiences.
Visit our business website