This week, after a brief review of the latest OCCRP stories (called #29leaks) we turn our attention to the thorny issue of customer risk assessments, starting with a focus on country or jurisdictional risk.
In this episode we couldn't resist a deep dive into the recent UBS fine by four (yes, four) US regulators and what that means for anyone working in the Financial Crime Compliance space
We take a look at the effect of human behaviour on our ability to stop criminals gaining access to the financial system and why that system is more likely to produce comprehensive documents than effective detection.
Today we tackle some colourful risk lists or, to be a bit more precise, some black and grey ones, along with some strange differentials. Like how come the UK has a high risk third country list when there are no second co…
Looking for help with financial crime training, risk, compliance or an event? Our separate business website explains how Graham and Ray work with organisations and audiences.
Visit our business website