In this last episode of season 3 we turn our attention to conducting the business (or enterprise) wide risk assessment. Why and how figure prominently.
We also look at the main elements of the soon to be introduced (as at 08/10/2020) Money Laundering and Terrorist Financing (Amendments) Regulations 2019.
In this episode we couldn't resist a deep dive into the recent UBS fine by four (yes, four) US regulators and what that means for anyone working in the Financial Crime Compliance space
We take a look at the effect of human behaviour on our ability to stop criminals gaining access to the financial system and why that system is more likely to produce comprehensive documents than effective detection.
Ten years after the creation of the Office of Financial Sanctions Implementation, we look at how the UK sanctions regime has evolved—from early uncertainty to strict liability enforcement, sanctions list complexity, and …
Looking for help with financial crime training, risk, compliance or an event? Our separate business website explains how Graham and Ray work with organisations and audiences.
Visit our business website